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Street name securities
Results: 122

#	Item
91	I(roll BondRatings™ Our name is on the line U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-09 13:03:23 Nationally recognized statistical rating organization Financial regulation Credit rating agency Dodd–Frank Wall Street Reform and Consumer Protection Act Finance U.S. Securities and Exchange Commission Bond credit rating Wall Street reform Government procurement in the United States United States federal banking legislation United States administrative law Financial economics
92	Initial Decision (Release No.74) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-08 17:05:18 Finance Securities Financial markets JML Stock Settlement Margin Street name securities Stock market Financial economics Investment
93	SEC-39 SYSTEM NAME: Personnel Management Employment and Staffing Files. SYSTEM LOCATION: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-1, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-30 12:51:34 Security clearance Right to Information Act Security National security Dodd–Frank Wall Street Reform and Consumer Protection Act Corporate crime U.S. Securities and Exchange Commission Government
94	#..SEC-36 System name: Administrative Proceeding Files--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:48:51 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities and Exchange Commission Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
95	SEC-48 SYSTEM NAME: Fitness Center Membership, Payment, and Fitness Records SEC Employee’s Health and Fitness Program Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 16:36:14 Records management Privacy Act U.S. Securities and Exchange Commission Business Accountability Freedom of Information Act Freedom of information legislation Government
96	#..SEC-49 System name: Broker-Dealer Records. System location: Records filed before August 16, 1999: SEC, 450 Fifth Street, NW, Washington, DC 20549; and Records filed on or after August 16, 1999: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:36:05 United States Securities and Exchange Commission Security Financial regulation Financial economics Financial system U.S. Securities and Exchange Commission United States securities law 73rd United States Congress Securities Exchange Act
97	#..SEC-23 System name: Staff Time and Activity Tracking System (STATS)--SEC. System location: Securities and Exchange Commission, Office of the Executive Director, Securities and Exchange Commission, 450 Fifth Street NW, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:20:22 Internet privacy Government Law Ethics Christopher Cox Investor Protection and Securities Reform Act Freedom of Information Act Freedom of information legislation U.S. Securities and Exchange Commission
98	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
99	SEC-38 SYSTEM NAME: Disciplinary and Adverse Actions, Employee Conduct, and Labor Relations Files. SYSTEM LOCATION: Securities and Exchange Commission, Office of Human Resources100 F Street NE, Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:40:22 Privacy Act Law U.S. Securities and Exchange Commission Ethics Internet privacy Classified information Identity theft Records management Government Freedom of Information Act Freedom of information legislation
100	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission

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